UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 14, 2012
FINANCIAL ENGINES, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001- 34636 | 94-3250323 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification Number) |
| 1804 Embarcadero Road Palo Alto, California |
94303 | |
| (Address of principal executive offices) | (Zip Code) |
(650) 565-4900
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)) |
| Item 7.01. | Regulation FD Disclosure |
The information in this Current Report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
On June 14, 2012, Financial Engines, Inc. (“Financial Engines”) will participate in a plan sponsor webinar as a preview of a forthcoming summary of Income+ results intended to assist plan sponsors with their review of Income+. The Financial Engines presentation will include slides regarding Income+. The slides are furnished herewith as Exhibit 99.1.
| Item 9.01. | Financial Statements and Exhibits |
(d) Exhibits
| Exhibit No. |
Description | |
| 99.1 | Slide Presentation. | |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 14, 2012
| FINANCIAL ENGINES, INC. | ||
| By: | /s/ Anne S. Tuttle | |
| Anne S. Tuttle | ||
| Executive Vice President, | ||
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EXHIBIT INDEX
| Exhibit No. |
Description | |
| 99.1 | Slide Presentation. | |
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