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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of March 2007.
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .
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Information furnished on this form:
EXHIBIT
| Exhibit Number | ||
| 1. | Nomura Issues 5th and 6th Series Unsecured Straight Bonds | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: March 13, 2007 | By: | /s/ Tetsu Ozaki | ||
| Tetsu Ozaki | ||||
| Senior Managing Director | ||||
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Nomura Issues 5th and 6th Series Unsecured Straight Bonds
Tokyo, March 13, 2007—Nomura Holdings, Inc. today announced that it determined the terms of its Fifth and Sixth series of unsecured straight bonds in the total principal amount of 100 billion yen. Terms of the issues are as outlined below.
Fifth Series of Nomura Holdings, Inc. Unsecured Straight Bonds
| 1. | Amount of Issue | 60 billion yen | ||
| 2. | Denomination of each Bond | 100 million yen | ||
| 3. | Issue Price | 99.97% of principal amount | ||
| 4. | Interest Rate | 1.35% per annum | ||
| 5. | Offering Period | March 13, 2007 | ||
| 6. | Payment Date | March 23, 2007 | ||
| 7. | Interest Payment Dates | March 23 and September 23 of each year | ||
| 8. | Maturity Date | March 23, 2012 | ||
| 9. | Redemption Price | 100% of the principal amount | ||
| 10. | Security or Guarantee | The Bonds are not secured by any pledge, mortgage or other charge on any assets or revenues of the Company or of others, nor are they guaranteed. There are no assets reserved as security for the Bonds. | ||
| 11. | Place for Application | Head office and domestic branch offices of Nomura Securities Co., Ltd. | ||
| 12. | Book-entry Transfer Institution | Japan Securities Depository Center, Inc. | ||
| 13. | Fiscal Agent | The Norinchukin Bank | ||
| 14. | Rating | The Bonds have been given a rating of “AA—” from Rating and Investment Information, Inc. and “AA” from Japan Credit Rating Agency, Ltd. | ||
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Sixth Series of Nomura Holdings, Inc. Unsecured Straight Bonds
| 1. | Amount of Issue | 40 billion yen | ||
| 2. | Denomination of each Bond | 100 million yen | ||
| 3. | Issue Price | 99.95% of principal amount | ||
| 4. | Interest Rate | 1.86% per annum | ||
| 5. | Offering Period | March 13, 2007 | ||
| 6. | Payment Date | March 23, 2007 | ||
| 7. | Interest Payment Dates | March 23 and September 23 of each year | ||
| 8. | Maturity Date | March 23, 2017 | ||
| 9. | Redemption Price | 100% of the principal amount | ||
| 10. | Security or Guarantee | The Bonds are not secured by any pledge, mortgage or other charge on any assets or revenues of the Company or of others, nor are they guaranteed. There are no assets reserved as security for the Bonds. | ||
| 11. | Place for Application | Head office and domestic branch offices of Nomura Securities Co., Ltd. | ||
| 12. | Book-entry Transfer Institution | Japan Securities Depository Center, Inc. | ||
| 13. | Fiscal Agent | The Norinchukin Bank | ||
| 14. | Rating | The Bonds have been given a rating of “AA—” from Rating and Investment Information, Inc. and “AA” from Japan Credit Rating Agency, Ltd. | ||
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Ends |
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For further information please contact:
| Name |
Company |
Telephone | ||
| Hiroshi Imamura | Nomura Securities Co., Ltd. | 81-3-3278-0591 | ||
| Larry Heiman | Corporate Communications Dept., | |||
| Nomura Group Headquarters |
Notes to editors:
Nomura Group
Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, over 140 branches in Japan, and an international network in 29 countries; with regional headquarters in Hong Kong, London, and New York. The Group’s business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.