Form 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 10, 2004

 

 

Equus II Incorporated

(Exact name of registrant as specified in its charter)

 

 

Delaware

(State or other jurisdiction of incorporation)

 

0-19509   76-0345915
(Commission File Number)   (I.R.S. Employer Identification No.)

 

2727 Allen Parkway, 13th Floor, Houston, Texas 77019

(Address of principal executive offices, zip code)

 

Registrant’s telephone number, including area code: (713) 529-0900

 

N/A

(Former name or former address, if changed since last report)

 

Item  7.   Financial Statements, Pro Forma Financial Information, and Exhibits

 

  (a) None.

 

  (b) None.

 

  (c) Exhibits

 

Exhibit No.
  

Description

99.1  

Press Release dated August 10, 2004 titled “Equus II Incorporated Announces

Second Quarter Net Asset Value”

 

Item  12.   Results of Operations and Financial Condition

 

On August 10, 2004, Equus II Incorporated issued a press release announcing its financial results for the first quarter ended June 30, 2004. The text of the press release is included as exhibit 99.1 to this Form 8-K. Pursuant to the rules and regulations of the Securities and Exchange Commission, such exhibit and the information set forth therein and herein shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

1

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    EQUUS II INCORPORATED

Dated: August 11, 2004

  

By:

  

Harry O. Nicodemus IV

       

Harry O. Nicodemus IV

Vice President and Chief Financial Officer

 

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EXHIBIT INDEX

 

Exhibit
  

Description

99.1   Press release dated August 10, 2004

 

3