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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 04/08/2009 | A | 304,000 | (2) | (2) | Common Stock | 304,000 | $ 0 | 304,000 | D | ||||
Deferred Stock Units | (3) | 04/08/2009 | A | 320,000 | (4) | (4) | Common Stock | 320,000 | $ 0 | 320,000 | D | ||||
Employee Stock Options (right to buy) | $ 1.05 | 04/08/2009 | A | 607,000 | (5) | 04/08/2016 | Common Stock | 607,000 | $ 0 | 607,000 | D | ||||
Employee Stock Options (right to buy) | $ 1.05 | 04/08/2009 | A | 607,000 | (6) | 04/08/2016 | Common Stock | 607,000 | $ 0 | 607,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Williams John David C/O DOMTAR CORPORATION 395 DE MAISONNEUVE BOULEVARD MONTREAL, A8 H3A 1L6 |
X | President and CEO |
Razvan L. Theodoru, Attorney-in-fact for Mr. Williams | 04/10/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit is the economic equivalent of one share of Domtar Corporation Common Stock. |
(2) | All Restricted Stock Units vest on April 8, 2012. |
(3) | Each Deferred Share Unit is the economic equivalent of one share of Domtar Corporation Common Stock. |
(4) | One-third of the Deferred Share Units were vested as of the date of the grant. The remaining two-thirds vest in equal annual installments on March 15, 2010 and March 15, 2011. Vested shares (or the cash value thereof) will be delivered to the reporting person in January of the year following the year in which the reporting person terminates employment with Domtar. |
(5) | Options vest in three equal annual installments beginning on April 8, 2010 and once vested, become exercisable when performance conditions are satisfied. |
(6) | Options vest in three equal annual installments beginning on April 8, 2010. |