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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 16.24 | 11/13/2007 | M | 27,000 | (3) | 03/22/2009 | Common Stock | 27,000 | $ 0 | 67,026 | D | ||||
Stock Options | $ 10.82 | 11/14/2007 | M | 63,608 | (4) | 11/09/2010 | Common Stock | 63,608 | $ 0 | 320,550 | D | ||||
Stock Options | $ 16.24 | 11/14/2007 | M | 60,500 | (3) | 03/22/2009 | Common Stock | 60,500 | $ 0 | 6,526 | D | ||||
Stock Options | $ 16.24 | 11/14/2007 | M | 6,526 | (5) | 03/22/2009 | Common Stock | 6,526 | $ 0 | 0 | D | ||||
Stock Options | $ 10.82 | 11/15/2007 | M | 7,200 | (3) | 11/09/2010 | Common Stock | 7,200 | $ 0 | 313,350 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Craig John D 2366 BERNVILLE ROAD READING, PA 19605 |
X | Chairman, President & CEO |
Frank M. Macerato, by Power of Attorney | 11/15/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transactions reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 22, 2007. |
(2) | This amount excludes shares owned by the reporting person's adult son. The reporting person disclaims ownership of these shares in their entirety. |
(3) | These options vested twenty-five percent on March 22, 2003 and March 22, 2004; thirty percent on July 29, 2004; and twenty percent on March 22, 2005. |
(4) | Twenty-five percent of these options vested on each of November 9, 2001, November 9, 2002, November 9, 2003 and July 29, 2004. |
(5) | These options were 75% vested upon grant, and fully vested on July 29, 2004. |
(6) | This reporting person holds an aggregate total of 1,307,015 option shares with various prices, exercisability and expiration dates. |