|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gordon Thomas ONE NORTH END AVENUE WORLD FINANCIAL CENTER NEW YORK, NY 10282 |
X |
/s/Thomas Gordon | 11/12/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 20, 2006, NYMEX Holdings, Inc. completed a transaction with the owners of COMEX Division memberships pursuant to which the owners of COMEX Division memberships would each receive 8,400 shares of NYMEX Holdings, Inc. common stock per COMEX Division membership held by such owner. Mr. Gordon elected to receive his 8,400 shares of NYMEX Holdings, Inc. common stock on a delayed delivery basis. Mr. Gordon shall receive such shares in one third increments. The first increment was delivered on May 15, 2007. The second increment was delivered on November 12, 2007 and the third increment will be delivered on May 9, 2008. |
(2) | On November 20, 2006, NYMEX Holdings, Inc. completed a transaction with the owners of COMEX Division memberships pursuant to which the owners of COMEX Division memberships would each receive 8,400 shares of NYMEX Holdings, Inc. common stock per COMEX Division membership held by such owner. Mr. Gordon's spouse elected to receive her 16,800 shares of NYMEX Holdings, Inc. common stock on a delayed delivery basis. Mr. Gordon's spouse shall receive such shares in one third increments. The first increment was delivered on May 15, 2007. The second increment was delivered on November 12, 2007 and the third increment will be delivered on May 9, 2008. |