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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JP MORGAN INVESTMENT MANAGEMENT INC 522 FIFTH AVENUE NEW YORK, NY 10036 |
See General Remarks Below | |||
522 FIFTH AVENUE CORP C/O JP MORGAN INVESTMENT MANAGEMENT INC. 522 FIFTH AVENUE NEW YORK, NY 10036 |
See General Remarks below | |||
522 FIFTH AVENUE FUND LP C/O JP MORGAN INVESTMENT MANAGEMENT INC. 522 FIFTH AVENUE NEW YORK, NY 10036 |
See General Remarks below |
s/ Julian Shles, Managing Director, on behalf of JPMorgan Investment Management Inc. | 12/05/2007 | |
**Signature of Reporting Person | Date | |
/s/ Julian Shles, Managing Director, on behalf of JP Morgan Investment Management Inc., the investment advisor to 522 Fifth Avenue Fund, L.P. | 12/05/2007 | |
**Signature of Reporting Person | Date | |
/s/ Julian Shles, Vice President | 12/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Except for 522 Fifth Avenue Fund, L.P. (the "Fund") which directly holds the securities in Table I(5) (the "Shares"). 522 Fifth Avenue Corporation is the general partner of the Fund (the "General Partner"). The General Partner is a wholly-owned subsidiary of JP Morgan Investment Management Inc. ("JPMIM"). |
(2) | JPMIM and the General Partner have no direct pecuniary interest in the Shares. Each of JPMIM and the General Partner may be deemed to beneficially own an indirect pecuniary interest in the Shares. Each of JPMIM and the General Partner disclaim beneficial ownership in the Shares except to the extent ultimately realized. |