UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of Earliest Event Reported): November 8, 2016 (November 8,
2016)
New Mountain Finance Corporation
(Exact
name of registrant as specified in its charter)
| Delaware | 814-00832 | 27-2978010 | ||
|
(State or other jurisdiction of
incorporation or organization) |
(Commission
File Number) |
(IRS Employer
Identification Number) |
787 7th
Avenue, 48th
Floor, New York, NY 10019
(Address
of principal executive offices)
Registrant’s telephone number, including area code (212) 720-0300
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
| Item 2.02. | Results of Operations and Financial Condition |
On November 8, 2016, New Mountain Finance Corporation (the “Company”) issued a press release announcing financial results for its quarter ended September 30, 2016. The press release is included as Exhibit 99.1 to this Form 8-K. Additionally, on November 8, 2016, the Company made available on its website, www.newmountainfinance.com, supplemental investor information with respect to the earnings release.
The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
| Item 9.01. | Financial Statements and Exhibits. |
d) Exhibits.
|
Exhibit
Number |
Description | |
| 99.1 | Press Release, dated November 8, 2016 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| NEW MOUNTAIN FINANCE CORPORATION | |||
|
Date: November 8, 2016 |
|||
|
|
By: |
/s/ Karrie J. Jerry |
|
| Name: |
Karrie J. Jerry |
||
| Title: |
Corporate Secretary |
||