1
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NAMES
OF REPORTING PERSONS:
Harvey
L. Weiss
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I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS):
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(a)
o
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(b)
ý
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3
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SEC
USE ONLY:
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4
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SOURCE
OF FUNDS (SEE INSTRUCTIONS):
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PF
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5
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CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR
2(e):
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o
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6
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CITIZENSHIP
OR PLACE OF ORGANIZATION:
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USA
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE
VOTING POWER:
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1,070,000
(1)
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8
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SHARED
VOTING POWER:
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0
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9
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SOLE
DISPOSITIVE POWER:
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1,070,000
(1)
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10
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SHARED
DISPOSITIVE POWER:
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0
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11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
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1,070,000
(1)
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12
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CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS):
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o
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13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
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9.0%
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14
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TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS):
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IN
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(1)
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Includes
452,000 shares of common stock issuable upon the exercise of
warrants.
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Common
Stock
Purchase Date
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Number of
Shares
Purchased
|
Aggregate
Purchase Price
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January
11, 2007
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7,000
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39,390.00
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January
12, 2007
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35,000
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198,450.00
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January
16, 2007
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1,000
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5,680.00
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43,000
|
$
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243,520.00
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· |
in
whole and not in part;
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· |
at
a price of $0.01 per Warrant at any time after the Warrants become
exercisable;
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· |
upon
not less than 30 days’ prior written notice of redemption to each Warrant
holder; and
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· |
if,
and only if, the reported last sale price of the Common Stock equals
or
exceeds $8.50 per share, for any 20 trading days within a 30 trading
day
period ending third business days before the Issuer send notice of
redemption to Warrant holders and the weekly trading volume of the
Common
Stock has been at least 200,000 shares for each of the two calendar
weeks
before the Issuer sends the notice of
redemption.
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· |
Gerard
J. Gallagher and Thomas P. Rosato have the right to propose the nomination
of four nominees to the Issuer’s board of directors, two of whom must
constitute “independent directors” within the meaning of NASDAQ rules,
provided that at least one such “independent director” is approved by
members of the board of directors that are not so nominated by Gerard
J.
Gallagher and Thomas P. Rosato; and
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· |
the
members of the board of directors who are not nominated by Gerard
J.
Gallagher and Thomas P. Rosato have the right to designate five members
of
the board of directors, three of whom must constitute “independent
directors” within the meaning of NASDAQ rules, provided that at least one
such “independent director” must be approved by Gerard J. Gallagher and
Thomas P. Rosato.
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Harvey
L. Weiss
|
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Chairman
of the Board of Directors
|
C.
Thomas McMillen
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Vice
Chairman of the Board of Directors
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Thomas
P. Rosato
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Chief
Executive Officer
|
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Gerard
J. Gallagher
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President/Chief
Operating Officer
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HARVEY L. WEISS | ||
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By: | /s/ Harvey L. Weiss | |
Name: Harvey L. Weiss |
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Exhibit
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Number
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Description
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99.1
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Specimen
Warrant certificate (included as Exhibit 4.3 to the Issuer’s Registration
Statement on Form S-1, as amended (Registration No. 333-123504),
and
incorporated herein by reference)
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99.2
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Form
of Registration Rights Agreement entered into by the Issuer and certain
of
its stockholders (included as Exhibit 10.12 to the Issuer’s Registration
Statement on Form S-1, as amended (Registration No. 333-123504),
and
incorporated herein by reference)
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99.3
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Voting
Agreement dated January 19, 2007 by Fortress America Acquisition
Corporation, Thomas P. Rosato, Gerard J. Gallagher, C. Thomas McMillen
and
Harvey L. Weiss (included as Exhibit 10.11 to the Current report
on Form
8-K of the Issuer dated January 19, 2007 and incorporated herein
by
reference)
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