1
|
|
NAMES
OF REPORTING PERSONS:
C.
Thomas McMillen
|
|||||
|
|
||||||
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
|
||||||
|
|||||||
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS):
|
|||||
|
(a)
o
|
||||||
|
(b)
x
|
||||||
|
|
|
|||||
3
|
|
SEC
USE ONLY:
|
|||||
|
|
||||||
4
|
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
|
|||||
|
PF
|
||||||
|
|
|
|||||
5
|
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR
2(e):
|
|||||
|
o
|
||||||
|
|
|
|||||
6
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION:
|
|||||
|
USA
|
||||||
|
|
|
|
||||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
|
SOLE
VOTING POWER:
|
||||
|
0
|
||||||
|
|
|
|||||
8
|
|
SHARED
VOTING POWER:
|
|||||
|
575,000
(1)
|
||||||
|
|
|
|||||
9
|
|
SOLE
DISPOSITIVE POWER:
|
|||||
|
0
|
||||||
|
|
|
|||||
10
|
|
SHARED
DISPOSITIVE POWER:
|
|||||
|
|
575,000
(1)
|
|||||
|
|
|
|||||
11
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
|||||
|
575,000
(1)
|
||||||
|
|
|
|||||
12
|
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS):
|
|||||
|
o
|
||||||
|
|
|
|||||
13
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|||||
|
5.0%
|
||||||
|
|
|
|||||
14
|
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS):
|
|||||
|
IN
|
(1) |
Includes
575,000 shares held by Washington Capital Advisors, LLC, of which
Mr.
McMillen is the principal officer and equity owner.
|
1
|
|
NAMES
OF REPORTING PERSONS:
Washington
Capital Advisors, LLC
|
|||||
|
|
||||||
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
|
||||||
|
|||||||
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS):
|
|||||
|
(a)
o
|
||||||
|
(b)
x
|
||||||
|
|
|
|||||
3
|
|
SEC
USE ONLY:
|
|||||
|
|
||||||
4
|
|
SOURCE
OF FUNDS (SEE INSTRUCTIONS):
|
|||||
|
WC
|
||||||
|
|
|
|||||
5
|
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR
2(e):
|
|||||
|
o
|
||||||
|
|
|
|||||
6
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION:
|
|||||
|
USA
|
||||||
|
|
|
|
||||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
|
SOLE
VOTING POWER:
|
||||
|
0
|
||||||
|
|
|
|||||
8
|
|
SHARED
VOTING POWER:
|
|||||
|
575,000
|
||||||
|
|
|
|||||
9
|
|
SOLE
DISPOSITIVE POWER:
|
|||||
|
0
|
||||||
|
|
|
|||||
10
|
|
SHARED
DISPOSITIVE POWER:
|
|||||
|
|
575,000
|
|||||
|
|
|
|||||
11
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
|||||
|
575,000
|
||||||
|
|
|
|||||
12
|
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS):
|
|||||
|
o
|
||||||
|
|
|
|||||
13
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|||||
|
5.0%
|
||||||
|
|
|
|||||
14
|
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS):
|
|||||
|
PN
|
· |
Gerard
J. Gallagher and Thomas P. Rosato have the right to propose the nomination
of four nominees to the Issuer’s board of directors, two of whom must
constitute “independent directors” within the meaning of NASDAQ rules,
provided that at least one such “independent director” is approved by
members of the board of directors that are not so nominated by Gerard
J.
Gallagher and Thomas P. Rosato; and
|
· |
the
members of the board of directors who are not nominated by Gerard
J.
Gallagher and Thomas P. Rosato have the right to designate five members
of
the board of directors, three of whom must constitute “independent
directors” within the meaning of NASDAQ rules, provided that at least one
such “independent director” must be approved by Gerard J. Gallagher and
Thomas P. Rosato.
|
Harvey
L. Weiss
|
|
Chairman
of the Board of Directors
|
C.
Thomas McMillen
|
Vice
Chairman of the Board of Directors
|
|
Thomas
P. Rosato
|
Chief
Executive Officer
|
|
Gerard
J. Gallagher
|
President/Chief
Operating Officer
|
Dated: January 29, 2007 | ||
C.
THOMAS MCMILLEN
|
||
|
|
|
By: | /s/ C. Thomas McMillen | |
Name: C. Thomas McMillen |
WASHINGTON CAPITAL ADVISORS, LLC. | ||
|
|
|
By: | /s/ C. Thomas McMillen | |
|
||
Name:
C.
Thomas McMillen
Title: Chief Executive
Officer
|
Exhibit
Number
|
|
Description
|
||
|
|
|
|
|
|
99.1
|
|
|
Form
of Registration Rights Agreement entered into by the Issuer and certain
of
its stockholders (included as Exhibit 10.12 to the Issuer’s Registration
Statement on Form S-1, as amended (Registration No. 333-123504),
and
incorporated herein by reference)
|
|
99.2
|
|
|
Voting
Agreement dated January 19, 2007 by Fortress America Acquisition
Corporation, Thomas P. Rosato, Gerard J. Gallagher, C. Thomas McMillen
and
Harvey L. Weiss (included as Exhibit 10.11 to the Current report
on Form
8-K of the Issuer dated January 19, 2007 and incorporated herein
by
reference)
|
|
99.3
|
|
|
Joint
Filing Agreement
|