UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC  20549

SCHEDULE 13D
(Amendment No. 3)*
Under the Securities Exchange Act of 1934

FIBROCELL SCIENCE, INC.
(Name of Issuer)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
315721100
(CUSIP Number)
 
Third Security, LLC
1881 Grove Avenue
Radford, Virginia 24141
Attention: Marcus E. Smith, Esq.
(540) 633-7900
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
Copy to:
Intrexon Corporation
Attention: Legal
20374 Seneca Meadows Parkway
Germantown, Maryland 20876
(301) 556-9809
 
January 24, 2014
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box  o .
 
NOTE:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


CUSIP No. 315721100
Page 2 of 9
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
 
 
 
Randal J. Kirk
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP
 
(a) o
(b) x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
 
 
PF
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
United States
 
7
SOLE VOTING POWER
 
NUMBER OF
 
9,219,512
 
SHARES
   
BENEFICIALLY
8
SHARED VOTING POWER
 
OWNED BY
 
6,024,915
 
EACH
   
REPORTING
9
SOLE DISPOSITIVE POWER
 
PERSON WITH
 
9,219,512
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
 
 
6,024,915
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,244,427
 
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                                                                                                                       
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
37.3%
 
14
TYPE OF REPORTING PERSON
IN
 

CUSIP No. 315721100
Page 3 of 9
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
 
 
 
THIRD SECURITY, LLC
 
I.R.S. IDENTIFICATION NO.: 54-1923091
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP
 
(a) o
(b) x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
 
 
WC
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Virginia
 
7
SOLE VOTING POWER
 
NUMBER OF
 
9,219,512
 
SHARES
   
BENEFICIALLY
8
SHARED VOTING POWER
 
OWNED BY
 
0
 
EACH
   
REPORTING
9
SOLE DISPOSITIVE POWER
 
PERSON WITH
 
9,219,512
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
 
 
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,219,512
 
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                                                                                                                       
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
22.6%
 
14
TYPE OF REPORTING PERSON
OO – limited liability company
 

CUSIP No. 315721100
Page 4 of 9
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
 
 
 
NRM VII HOLDINGS I, LLC
 
I.R.S. IDENTIFICATION NO.: 27-1471440
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP
 
(a) o
(b) x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
 
 
WC
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Virginia
 
7
SOLE VOTING POWER
 
NUMBER OF
 
9,219,512
 
SHARES
   
BENEFICIALLY
8
SHARED VOTING POWER
 
OWNED BY
 
0
 
EACH
   
REPORTING
9
SOLE DISPOSITIVE POWER
 
PERSON WITH
 
9,219,512
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
 
 
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,219,512
 
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                                                                                                                       
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
22.6%
 
14
TYPE OF REPORTING PERSON
OO – limited liability company
 

CUSIP No. 315721100
Page 5 of 9
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
 
 
 
INTREXON CORPORATION
 
I.R.S. IDENTIFICATION NO.: 26-0084895
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP
 
(a) o
(b) x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
 
 
WC
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Virginia
 
7
SOLE VOTING POWER
 
NUMBER OF
 
0
 
SHARES
   
BENEFICIALLY
8
SHARED VOTING POWER
 
OWNED BY
 
6,024,915
 
EACH
   
REPORTING
9
SOLE DISPOSITIVE POWER
 
PERSON WITH
 
0
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
 
 
6,024,915
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,024,915
 
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                                                                                                                       
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.7%
 
14
TYPE OF REPORTING PERSON
CO
 

CUSIP No. 315721100
Page 6 of 9
 
This Amendment No. 3 (this “Amendment”) amends and supplements the Statement on Schedule 13D, dated October 9, 2012 and filed October 15, 2012, as amended by Amendment No. 1, dated July 26, 2013 and filed July 30, 2013, as amended by Amendment No. 2 dated October 1, 2013 and filed October 3, 2013  (the “Original Schedule 13D”), relating to the Common Stock, par value $0.01 per share (the “Common Stock”), of Fibrocell Science, Inc., a Delaware corporation (the “Company”), whose principal executive offices are located at 405 Eagleview Blvd., Exton, Pennsylvania 19341.  Mr. Randal J. Kirk (“Mr. Kirk”), NRM VII Holdings I, LLC (“NRM VII Holdings”), a Virginia limited liability company that is managed by an affiliate that is managed by Third Security, LLC (“Third Security”), a Virginia limited liability company that is managed by Mr. Kirk, and Intrexon Corporation, a Virginia corporation (“Intrexon” and, together with Mr. Kirk, NRM VII Holdings and Third Security, the “Reporting Persons”), are filing this Amendment to disclose the acquisition by Intrexon of 1,024,590 shares of Common Stock issued in connection with the Second Amendment, dated January 10, 2014, to the Exclusive Channel Collaboration Agreement entered into between the Company and Intrexon on October 5, 2012 (as described below).  Mr. Kirk could be deemed to have indirect beneficial ownership of the shares of Common Stock directly beneficially owned by NRM VII Holdings and Intrexon.

Item 3. Source and Amount of Funds or Other Consideration.
 
Item 3 of the Original Schedule 13D is hereby amended and supplemented as follows:
 
On January 10, 2014, the Company and Intrexon entered into a Second Amendment (“Second Amendment”) to the parties’ Exclusive Channel Collaboration Agreement dated October 5, 2012, as previously amended on June 28, 2013 (the “Channel Agreement” and such previous amendment, the “First Amendment”). The Channel Agreement provides for a “channel collaboration” arrangement governing a strategic collaboration for the development and commercialization of genetically modified and non-genetically modified autologous fibroblasts and autologous dermal cells in the United States.
 
The Channel Agreement originally granted the Company an exclusive license to use proprietary technologies and other intellectual property of Intrexon to research, develop, use, import, export, make, have made, sell, and offer for sale certain products in the Field in the United States. The “Field” in the Channel Agreement originally included:  (a) the enhanced production and purification of non-genetically modified autologous fibroblasts for all aesthetic and therapeutic indications; (b) the enhanced production and purification of non-genetically modified autologous dermal cells for aesthetic and therapeutic treatment of dermal, vocal cord, and periodontal indications; (c) the development of genetically modified autologous fibroblasts for all aesthetic and therapeutic indications; and (d) the development of genetically modified autologous dermal cells for aesthetic and therapeutic treatment of dermal, vocal cord, and periodontal indications.  Pursuant to the First Amendment, the “Field” in the Channel Agreement was amended to add autologous human fibroblasts genetically modified to express a therapeutic protein and/or bioactive RNA for the treatment of autoimmune and non-infectious inflammatory disorders that manifest in cutaneous tissues, fascia and/or muscle.  Pursuant to the Second Amendment, the “Field” in the Channel Agreement was further amended to add autologous human fibroblasts genetically modified to express bioactive Tenascin X locally to correct connective tissue disorders.  The remainder of the Channel Agreement was unchanged and the terms of the Channel Agreement apply to the amended “Field”.  In connection with the execution of the Second Amendment, on January 10, 2014, the Company and Intrexon entered into a Supplemental Stock Issuance Agreement (the “Supplemental Stock Issuance Agreement”) pursuant to which the Company agreed to issue to Intrexon a number of shares of Company common stock valued at $5.0 million based on a per share value of $4.88 per share, which was the closing price of the Company's common stock on the NYSE MKT on the day prior to execution of the Supplemental Stock Issuance Agreement (the “Supplemental Access Fee Shares”), which issuance was deemed paid in partial consideration for the execution and delivery of the Second Amendment.  The Supplemental Access Fee Shares were issued upon the satisfaction of customary closing conditions, including the approval for the listing of the Supplemental Access Fee Shares on the NYSE MKT.

CUSIP No. 315721100
Page 7 of 9
 
Item 4. Purpose of Transaction.
 
Item 4 of the Original Schedule 13D is hereby amended and supplemented as follows:
 
The information set forth in Items 3 and 6 is incorporated herein by reference.
 
Intrexon acquired the shares disclosed hereunder for investment purposes and as partial consideration for the execution and delivery of the Second Amendment.
 
Item 5. Interest in Securities of the Issuer.
 
Item 5 of the Original Schedule 13D is hereby amended and restated to read in its entirety as follows:
 
The information contained on the cover pages to this Statement and the information set forth or incorporated in Items 2, 3, 4 and 6 is incorporated herein by reference.
 
(a) and (b)           See Items 11 and 13 of the cover pages to this Statement for the aggregate number of shares and percentage of issued and outstanding shares of Common Stock of the Company owned by the Reporting Persons. The percentage ownership is calculated based on 39,832,225 shares of Common Stock issued and outstanding as of November 11, 2013 as reported on the Company’s Quarterly report on Form 10-Q filed with the SEC on November 14, 2013 for the period ending September 30, 2013 increased by the number of shares issued to Intrexon in partial consideration for the execution of the Second Amendment.
 
Reporting Person
 
Amount of Common Stock
Beneficially
Owned
   
Percent
of Class
   
Sole Power
to Vote or
Direct
the Vote
   
Shared
Power to
Vote or
Direct
the Vote
   
Sole Power to
Dispose or to
Direct the
Disposition
   
Shared Power to
Dispose or to
Direct the
Disposition
 
Randal J. Kirk
   
15,244,427
     
37.3
%
   
9,219,512
     
6,024,915
     
9,219,512
     
6,024,915
 
Third Security, LLC
   
9,219,512
     
22.6
%
   
9,219,512
     
--
     
9,219,512
     
--
 
NRM VII Holdings I, LLC
   
9,219,512
     
22.6
%
   
9,219,512
     
--
     
9,219,512
     
--
 
Intrexon Corporation
   
6,024,915
     
14.7
%
   
     
6,024,915
     
     
6,024,915
 
 
Mr. Kirk could be deemed to have indirect beneficial ownership of the shares of Common Stock directly beneficially owned by NRM VII Holdings and Intrexon.

CUSIP No. 315721100
Page 8 of 9
 
(c)                Except as set forth in this Item 5, none of the Reporting Persons have engaged in any transactions in the Common Stock in the past 60 days.
 
(d)-(e)                Not Applicable
 
Item 7.
Material to be Filed as Exhibits.
 
Exhibit 1 Supplemental Stock Issuance Agreement between the Company and Intrexon dated January 10, 2014 (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K, dated January 10, 2014 and filed January 13, 2014, and incorporated herein by reference)
 
Exhibit 2 Joint Filing Agreement, dated as of January 28, 2014, by and among Mr. Kirk, Third Security, NRM VII Holdings and Intrexon


CUSIP No. 315721100
Page 9 of  9
 
SIGNATURES
 
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
Date:  January 28, 2014
 
 
 
 
/s/ Randal J. Kirk
 
Randal J. Kirk
 
 
 
THIRD SECURITY, LLC
 
 
By:
/s/ Randal J. Kirk
 
 
Randal J. Kirk
 
 
Manager
 
 
 
 
NRM VII HOLDINGS I, LLC
 
 
 
 
By:
/s/ Randal J. Kirk
 
 
Randal J. Kirk
 
 
Manager
 
 
 
 
INTREXON CORPORATION
 
 
 
 
By:
/s/ Randal J. Kirk
 
 
Randal J. Kirk
 
 
Chief Executive Officer

EXHIBIT INDEX
 
Exhibit 1 Supplemental Stock Issuance Agreement between the Company and Intrexon dated January 10, 2014 (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K, dated January 10, 2014 and filed January 13, 2014, and incorporated herein by reference)

Exhibit 2 Joint Filing Agreement, dated as of January 28, 2014, by and among Mr. Kirk, Third Security, NRM VII Holdings and Intrexon