UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TRUSTCO BANK CORP NY
Address: 5 SARNOWSKI DRIVE
GLENVILLE, NY 12302
Form 13F File Number: 28-06657
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: RICHARD W PROVOST
Title: SENIOR TRUST OFFICER
Phone: 518-381-3643
Signature, Place, and Date of Signing:
/s/ RICHARD W PROVOST GLENVILLE, NY 1/13/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 227
Form 13F Information Table Value Total: $ 102,133
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
7000 028-10307 TRUSTCO BANK
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
AT&T INC COM 00206R102 1488 49216 SH DEFINED 7000 49216 0 0
AT&T INC COM 00206R102 538 17785 SH OTHER 7000 1170 0 0
0 0 OTHER 7000 12622 0 0
0 0 OTHER 7000 0 3993 0
ABBOTT LABORATORIES COM 002824100 2477 44051 SH DEFINED 7000 42951 0 0
0 0 DEFINED 7000 0 0 1100
ABBOTT LABORATORIES COM 002824100 374 6645 SH OTHER 7000 2945 0 0
0 0 OTHER 7000 0 3700 0
AIR PRODUCTS & CHEMICALS INC COM 009158106 392 4600 SH DEFINED 7000 4600 0 0
ALCOA INC COM 013817101 89 10300 SH DEFINED 7000 10300 0 0
ALCOA INC COM 013817101 3 400 SH OTHER 7000 400 0 0
ALTRIA GROUP INC COM 02209S103 130 4369 SH DEFINED 7000 4369 0 0
ALTRIA GROUP INC COM 02209S103 74 2486 SH OTHER 7000 186 0 0
0 0 OTHER 7000 0 2300 0
AMERICAN EXPRESS CO COM 025816109 357 7575 SH DEFINED 7000 7575 0 0
AMERICAN EXPRESS CO COM 025816109 14 300 SH OTHER 7000 0 300 0
ANNALY CAPITAL MANAGEMENT INC COM 035710409 152 9500 SH DEFINED 7000 9500 0 0
ANNALY CAPITAL MANAGEMENT INC COM 035710409 11 700 SH OTHER 7000 700 0 0
APPLIED MATERIALS INC COM 038222105 754 70400 SH DEFINED 7000 66600 0 0
0 0 DEFINED 7000 0 0 3800
APPLIED MATERIALS INC COM 038222105 30 2800 SH OTHER 7000 2800 0 0
AUTOMATIC DATA PROCESSING INC COM 053015103 474 8773 SH DEFINED 7000 7273 0 0
0 0 DEFINED 7000 0 0 1500
AUTOMATIC DATA PROCESSING INC COM 053015103 16 300 SH OTHER 7000 300 0 0
BANK OF AMERICA CORP COM 060505104 36 6550 SH DEFINED 7000 6550 0 0
BANK OF AMERICA CORP COM 060505104 30 5418 SH OTHER 7000 2664 0 0
0 0 OTHER 7000 0 2754 0
BHP BILLITON LTD FOR 088606108 482 6825 SH DEFINED 7000 6825 0 0
BHP BILLITON LTD FOR 088606108 14 200 SH OTHER 7000 0 200 0
BRISTOL-MYERS SQUIBB CO COM 110122108 270 7649 SH DEFINED 7000 7649 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 489 13886 SH OTHER 7000 7186 0 0
0 0 OTHER 7000 0 6700 0
CATERPILLAR INC COM 149123101 246 2713 SH DEFINED 7000 2713 0 0
CATERPILLAR INC COM 149123101 75 830 SH OTHER 7000 830 0 0
CHEVRON CORP NEW COM 166764100 2973 27945 SH DEFINED 7000 26945 0 0
0 0 DEFINED 7000 0 0 1000
CHEVRON CORP NEW COM 166764100 434 4079 SH OTHER 7000 2139 0 0
0 0 OTHER 7000 0 1940 0
CISCO SYSTEMS INC COM 17275R102 677 37442 SH DEFINED 7000 37442 0 0
CISCO SYSTEMS INC COM 17275R102 39 2150 SH OTHER 7000 950 0 0
0 0 OTHER 7000 0 1200 0
COCA COLA CO COM 191216100 3341 47742 SH DEFINED 7000 47442 0 0
0 0 DEFINED 7000 0 0 300
COCA COLA CO COM 191216100 777 11100 SH OTHER 7000 6350 0 0
0 0 OTHER 7000 0 4750 0
COLGATE PALMOLIVE CO COM 194162103 1648 17835 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 17735 0 0
COLGATE PALMOLIVE CO COM 194162103 240 2600 SH OTHER 7000 1000 0 0
0 0 OTHER 7000 0 1600 0
DISNEY WALT CO COM 254687106 1386 36971 SH DEFINED 7000 34871 0 0
0 0 DEFINED 7000 0 0 2100
DISNEY WALT CO COM 254687106 311 8300 SH OTHER 7000 4800 0 0
0 0 OTHER 7000 0 3500 0
DOW CHEMICAL CO COM 260543103 317 11024 SH DEFINED 7000 11024 0 0
DOW CHEMICAL CO COM 260543103 97 3371 SH OTHER 7000 1871 0 0
0 0 OTHER 7000 0 1500 0
DU PONT E I DE NEMOURS & CO COM 263534109 279 6100 SH DEFINED 7000 4700 0 0
0 0 DEFINED 7000 0 0 1400
DU PONT E I DE NEMOURS & CO COM 263534109 73 1586 SH OTHER 7000 1386 0 0
0 0 OTHER 7000 0 200 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
ECOLAB INC COM 278865100 644 11133 SH DEFINED 7000 11133 0 0
ECOLAB INC COM 278865100 29 500 SH OTHER 7000 500 0 0
EMERSON ELECTRIC CO COM 291011104 224 4800 SH DEFINED 7000 4400 0 0
0 0 DEFINED 7000 0 0 400
EMERSON ELECTRIC CO COM 291011104 70 1513 SH OTHER 7000 313 0 0
0 0 OTHER 7000 0 1200 0
EXELON CORP COM 30161N101 719 16567 SH DEFINED 7000 16567 0 0
EXELON CORP COM 30161N101 115 2650 SH OTHER 7000 1550 0 0
0 0 OTHER 7000 0 1100 0
EXXON MOBIL CORP COM 30231G102 5819 68657 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 66257 0 0
0 0 DEFINED 7000 0 0 2300
EXXON MOBIL CORP COM 30231G102 2559 30187 SH OTHER 7000 14027 0 0
0 0 OTHER 7000 0 16160 0
GENERAL ELECTRIC CO COM 369604103 7756 433026 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 423366 0 0
0 0 DEFINED 7000 0 0 9460
GENERAL ELECTRIC CO COM 369604103 4716 263299 SH OTHER 7000 27736 0 0
0 0 OTHER 7000 179857 0 0
0 0 OTHER 7000 0 52706 0
0 0 OTHER 7000 0 0 3000
GENERAL MILLS INC COM 370334104 1085 26848 SH DEFINED 7000 26448 0 0
0 0 DEFINED 7000 0 0 400
GENERAL MILLS INC COM 370334104 408 10100 SH OTHER 7000 8500 0 0
0 0 OTHER 7000 0 1600 0
GLAXOSMITHKLINE PLC FOR 37733W105 352 7704 SH DEFINED 7000 7704 0 0
GLAXOSMITHKLINE PLC FOR 37733W105 194 4256 SH OTHER 7000 3656 0 0
0 0 OTHER 7000 0 600 0
HEWLETT PACKARD CO COM 428236103 309 11978 SH DEFINED 7000 11978 0 0
HEWLETT PACKARD CO COM 428236103 100 3900 SH OTHER 7000 1400 0 0
0 0 OTHER 7000 0 2500 0
HOME DEPOT INC COM 437076102 364 8655 SH DEFINED 7000 7455 0 0
0 0 DEFINED 7000 0 0 1200
HOME DEPOT INC COM 437076102 62 1464 SH OTHER 7000 1364 0 0
0 0 OTHER 7000 0 100 0
INTEL CORP COM 458140100 1958 80722 SH DEFINED 7000 78822 0 0
0 0 DEFINED 7000 0 0 1900
INTEL CORP COM 458140100 239 9868 SH OTHER 7000 6068 0 0
0 0 OTHER 7000 0 3800 0
IBM CORP COM 459200101 2358 12822 SH DEFINED 7000 12822 0 0
IBM CORP COM 459200101 487 2650 SH OTHER 7000 1300 0 0
0 0 OTHER 7000 0 1350 0
ISHARES MUT 464287465 300 6066 SH DEFINED 7000 6066 0 0
ISHARES MUT 464287465 9 175 SH OTHER 7000 175 0 0
JPMORGAN CHASE & CO COM 46625H100 1117 33604 SH DEFINED 7000 33304 0 0
0 0 DEFINED 7000 0 0 300
JPMORGAN CHASE & CO COM 46625H100 278 8356 SH OTHER 7000 1104 0 0
0 0 OTHER 7000 3965 0 0
0 0 OTHER 7000 0 3287 0
JACOBS ENGINEERING GROUP INC COM 469814107 247 6099 SH DEFINED 7000 6099 0 0
JACOBS ENGINEERING GROUP INC COM 469814107 18 450 SH OTHER 7000 350 0 0
0 0 OTHER 7000 0 100 0
JOHNSON & JOHNSON COM 478160104 4440 67696 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 67596 0 0
JOHNSON & JOHNSON COM 478160104 710 10822 SH OTHER 7000 6122 0 0
0 0 OTHER 7000 0 4700 0
JOHNSON CONTROLS INC COM 478366107 458 14650 SH DEFINED 7000 14650 0 0
JOHNSON CONTROLS INC COM 478366107 31 1000 SH OTHER 7000 400 0 0
0 0 OTHER 7000 0 600 0
KRAFT FOODS INC COM 50075N104 197 5280 SH DEFINED 7000 5280 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
KRAFT FOODS INC COM 50075N104 96 2582 SH OTHER 7000 506 0 0
0 0 OTHER 7000 0 2076 0
ELI LILLY & CO COM 532457108 160 3849 SH DEFINED 7000 3849 0 0
ELI LILLY & CO COM 532457108 61 1456 SH OTHER 7000 556 0 0
0 0 OTHER 7000 0 900 0
LOWES COMPANIES INC COM 548661107 432 17034 SH DEFINED 7000 17034 0 0
LOWES COMPANIES INC COM 548661107 14 550 SH OTHER 7000 350 0 0
0 0 OTHER 7000 0 200 0
MASCO CORP COM 574599106 132 12625 SH DEFINED 7000 12625 0 0
MASCO CORP COM 574599106 18 1700 SH OTHER 7000 0 1700 0
MCDONALDS CORP COM 580135101 70 700 SH DEFINED 7000 700 0 0
MCDONALDS CORP COM 580135101 244 2435 SH OTHER 7000 2435 0 0
MCGRAW HILL COS INC COM 580645109 648 14417 SH DEFINED 7000 14417 0 0
MCGRAW HILL COS INC COM 580645109 13 300 SH OTHER 7000 100 0 0
0 0 OTHER 7000 0 200 0
MEDTRONIC INC COM 585055106 1840 48092 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 42292 0 0
0 0 DEFINED 7000 0 0 5600
MEDTRONIC INC COM 585055106 73 1904 SH OTHER 7000 704 0 0
0 0 OTHER 7000 0 1200 0
MERCK & CO INC COM 58933Y105 218 5773 SH DEFINED 7000 5773 0 0
MERCK & CO INC COM 58933Y105 121 3221 SH OTHER 7000 742 0 0
0 0 OTHER 7000 0 2479 0
MICROSOFT CORP COM 594918104 2863 110291 SH DEFINED 7000 400 0 0
0 0 DEFINED 7000 100491 0 0
0 0 DEFINED 7000 0 0 9400
MICROSOFT CORP COM 594918104 144 5563 SH OTHER 7000 3463 0 0
0 0 OTHER 7000 0 2100 0
NBT BANCORP INC COM 628778102 520 23486 SH OTHER 7000 23486 0 0
NIKE INC COM 654106103 954 9899 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 9699 0 0
NIKE INC COM 654106103 96 1000 SH OTHER 7000 800 0 0
0 0 OTHER 7000 0 200 0
NOKIA CORP FOR 654902204 80 16550 SH DEFINED 7000 16550 0 0
NORFOLK SOUTHERN CORP COM 655844108 131 1800 SH DEFINED 7000 1800 0 0
NORFOLK SOUTHERN CORP COM 655844108 131 1800 SH OTHER 7000 0 1800 0
ORACLE CORP COM 68389X105 497 19375 SH DEFINED 7000 19375 0 0
ORACLE CORP COM 68389X105 14 547 SH OTHER 7000 547 0 0
PEPSICO INC COM 713448108 2646 39877 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 38677 0 0
0 0 DEFINED 7000 0 0 1000
PEPSICO INC COM 713448108 202 3050 SH OTHER 7000 2050 0 0
0 0 OTHER 7000 0 1000 0
PFIZER INC COM 717081103 657 30352 SH DEFINED 7000 30352 0 0
PFIZER INC COM 717081103 218 10088 SH OTHER 7000 4028 0 0
0 0 OTHER 7000 0 6060 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 264 3369 SH DEFINED 7000 3369 0 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 225 2869 SH OTHER 7000 169 0 0
0 0 OTHER 7000 0 2700 0
PROCTER & GAMBLE CO COM 742718109 3732 55950 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 52550 0 0
0 0 DEFINED 7000 0 0 3200
PROCTER & GAMBLE CO COM 742718109 694 10407 SH OTHER 7000 1889 0 0
0 0 OTHER 7000 0 8518 0
SCHLUMBERGER LTD COM 806857108 417 6099 SH DEFINED 7000 5399 0 0
0 0 DEFINED 7000 0 0 700
SCHLUMBERGER LTD COM 806857108 20 300 SH OTHER 7000 200 0 0
0 0 OTHER 7000 0 100 0
SOUTHERN CO COM 842587107 1815 39208 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 38708 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
0 0 DEFINED 7000 0 0 300
SOUTHERN CO COM 842587107 186 4008 SH OTHER 7000 1608 0 0
0 0 OTHER 7000 0 2400 0
STATE STREET CORP COM 857477103 535 13275 SH DEFINED 7000 13275 0 0
STATE STREET CORP COM 857477103 36 900 SH OTHER 7000 500 0 0
0 0 OTHER 7000 0 400 0
TARGET CORP COM 87612E106 547 10687 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 9887 0 0
0 0 DEFINED 7000 0 0 700
TARGET CORP COM 87612E106 85 1650 SH OTHER 7000 1350 0 0
0 0 OTHER 7000 0 300 0
TEXAS INSTRUMENTS INC COM 882508104 404 13875 SH DEFINED 7000 13875 0 0
TEXAS INSTRUMENTS INC COM 882508104 15 500 SH OTHER 7000 500 0 0
3M CO COM 88579Y101 1328 16250 SH DEFINED 7000 16250 0 0
3M CO COM 88579Y101 376 4600 SH OTHER 7000 700 0 0
0 0 OTHER 7000 0 3900 0
TRUSTCO BANK CORP NY COM 898349105 1992 355102 SH DEFINED 7000 0 0 38196
0 0 DEFINED 7000 6648 0 0
0 0 DEFINED 7000 0 16688 0
0 0 DEFINED 7000 0 0 293570
TRUSTCO BANK CORP NY COM 898349105 5814 1036367 SH OTHER 7000 14830 0 0
0 0 OTHER 7000 0 0 1021537
UNITED PARCEL SERVICE COM 911312106 502 6865 SH DEFINED 7000 6865 0 0
UNITED PARCEL SERVICE COM 911312106 70 950 SH OTHER 7000 450 0 0
0 0 OTHER 7000 0 500 0
UNITED TECHNOLOGIES CORP COM 913017109 2806 38397 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 34997 0 0
0 0 DEFINED 7000 0 0 3200
UNITED TECHNOLOGIES CORP COM 913017109 194 2650 SH OTHER 7000 1350 0 0
0 0 OTHER 7000 0 1300 0
VANGUARD MUT 922042858 1821 47670 SH DEFINED 7000 47420 0 0
0 0 DEFINED 7000 0 0 250
VANGUARD MUT 922042858 70 1820 SH OTHER 7000 325 0 0
0 0 OTHER 7000 0 1105 0
0 0 OTHER 7000 0 0 390
VERIZON COMMUNICATIONS INC COM 92343V104 1436 35798 SH DEFINED 7000 35798 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 361 9002 SH OTHER 7000 1356 0 0
0 0 OTHER 7000 4346 0 0
0 0 OTHER 7000 0 3300 0
WAL-MART STORES INC COM 931142103 1641 27466 SH DEFINED 7000 26466 0 0
0 0 DEFINED 7000 0 0 1000
WAL-MART STORES INC COM 931142103 139 2330 SH OTHER 7000 2130 0 0
0 0 OTHER 7000 0 200 0
WELLS FARGO & CO NEW COM 949746101 1142 41450 SH DEFINED 7000 400 0 0
0 0 DEFINED 7000 41050 0 0
WELLS FARGO & CO NEW COM 949746101 194 7023 SH OTHER 7000 3523 0 0
0 0 OTHER 7000 0 3500 0