UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TRUSTCO BANK CORP NY
Address: 5 SARNOWSKI DRIVE
GLENVILLE, NY 12302
Form 13F File Number: 28-06657
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: RICHARD W PROVOST
Title: SENIOR TRUST OFFICER
Phone: 518-381-3643
Signature, Place, and Date of Signing:
/s/ RICHARD W PROVOST GLENVILLE, NY 4/19/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 133
Form 13F Information Table Value Total: $ 107,902
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
7000 028-10307 TRUSTCO BANK
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
AT&T INC COM 00206R102 1476 48206 SH DEFINED 7000 250 0 0
0 0 DEFINED 7000 47956 0 0
AT&T INC COM 00206R102 561 18340 SH OTHER 7000 73 0 0
0 0 OTHER 7000 12449 0 0
0 0 OTHER 7000 0 5818 0
ABBOTT LABORATORIES COM 2824100 2486 50685 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 49085 0 0
0 0 DEFINED 7000 0 0 1400
ABBOTT LABORATORIES COM 2824100 341 6945 SH OTHER 7000 2945 0 0
0 0 OTHER 7000 0 4000 0
AIR PRODUCTS & CHEMICALS INC COM 9158106 451 5000 SH DEFINED 7000 5000 0 0
ALLSTATE CORP COM 20002101 189 5950 SH DEFINED 7000 5950 0 0
ALLSTATE CORP COM 20002101 38 1200 SH OTHER 7000 1000 0 0
0 0 OTHER 7000 0 200 0
AMERICAN EXPRESS CO COM 25816109 368 8150 SH DEFINED 7000 8150 0 0
AMERICAN EXPRESS CO COM 25816109 68 1500 SH OTHER 7000 0 1500 0
APPLIED MATERIALS INC COM 38222105 1136 72700 SH DEFINED 7000 700 0 0
0 0 DEFINED 7000 68200 0 0
0 0 DEFINED 7000 0 0 3800
APPLIED MATERIALS INC COM 38222105 44 2800 SH OTHER 7000 2800 0 0
AUTOMATIC DATA PROCESSING INC COM 53015103 512 9973 SH DEFINED 7000 8473 0 0
0 0 DEFINED 7000 0 0 1500
AUTOMATIC DATA PROCESSING INC COM 53015103 15 300 SH OTHER 7000 300 0 0
BAKER HUGHES INC COM 57224107 206 2800 SH DEFINED 7000 2800 0 0
BANK OF AMERICA CORP COM 60505104 554 41575 SH DEFINED 7000 400 0 0
0 0 DEFINED 7000 41175 0 0
BANK OF AMERICA CORP COM 60505104 75 5618 SH OTHER 7000 1181 0 0
0 0 OTHER 7000 1683 0 0
0 0 OTHER 7000 0 2754 0
BHP BILLITON LTD FOR 88606108 621 6475 SH DEFINED 7000 50 0 0
0 0 DEFINED 7000 6425 0 0
BHP BILLITON LTD FOR 88606108 19 200 SH OTHER 7000 0 200 0
BRISTOL-MYERS SQUIBB CO COM 110122108 169 6400 SH DEFINED 7000 6400 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 407 15386 SH OTHER 7000 7086 0 0
0 0 OTHER 7000 0 8300 0
CATERPILLAR INC COM 149123101 267 2400 SH DEFINED 7000 2400 0 0
CATERPILLAR INC COM 149123101 92 830 SH OTHER 7000 830 0 0
CHEVRON CORP NEW COM 166764100 2908 27050 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 25950 0 0
0 0 DEFINED 7000 0 0 1000
CHEVRON CORP NEW COM 166764100 594 5526 SH OTHER 7000 2139 0 0
0 0 OTHER 7000 0 3387 0
CISCO SYSTEMS INC COM 17275R102 792 46192 SH DEFINED 7000 400 0 0
0 0 DEFINED 7000 45792 0 0
CISCO SYSTEMS INC COM 17275R102 44 2550 SH OTHER 7000 950 0 0
0 0 OTHER 7000 0 1600 0
CITIGROUP INC COM 172967101 215 48600 SH DEFINED 7000 2200 0 0
0 0 DEFINED 7000 46400 0 0
CITIGROUP INC COM 172967101 25 5639 SH OTHER 7000 1439 0 0
0 0 OTHER 7000 0 4200 0
COCA COLA CO COM 191216100 3180 47942 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 47442 0 0
0 0 DEFINED 7000 0 0 300
COCA COLA CO COM 191216100 770 11600 SH OTHER 7000 6650 0 0
0 0 OTHER 7000 0 4950 0
COLGATE PALMOLIVE CO COM 194162103 1358 16811 SH DEFINED 7000 16811 0 0
COLGATE PALMOLIVE CO COM 194162103 388 4800 SH OTHER 7000 1000 0 0
0 0 OTHER 7000 0 3800 0
DISNEY WALT CO COM 254687106 1963 45546 SH DEFINED 7000 43146 0 0
0 0 DEFINED 7000 0 0 2400
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
DISNEY WALT CO COM 254687106 366 8500 SH OTHER 7000 5000 0 0
0 0 OTHER 7000 0 3500 0
DOW CHEMICAL CO COM 260543103 501 13274 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 13174 0 0
DOW CHEMICAL CO COM 260543103 131 3471 SH OTHER 7000 1671 0 0
0 0 OTHER 7000 0 1800 0
DU PONT E I DE NEMOURS & CO COM 263534109 374 6800 SH DEFINED 7000 5400 0 0
0 0 DEFINED 7000 0 0 1400
DU PONT E I DE NEMOURS & CO COM 263534109 87 1586 SH OTHER 7000 1386 0 0
0 0 OTHER 7000 0 200 0
ECOLAB INC COM 278865100 817 16008 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 15908 0 0
ECOLAB INC COM 278865100 26 500 SH OTHER 7000 500 0 0
EMERSON ELECTRIC CO COM 291011104 316 5400 SH DEFINED 7000 5000 0 0
0 0 DEFINED 7000 0 0 400
EMERSON ELECTRIC CO COM 291011104 88 1513 SH OTHER 7000 313 0 0
0 0 OTHER 7000 0 1200 0
EXELON CORP COM 30161N101 727 17624 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 17524 0 0
EXELON CORP COM 30161N101 130 3150 SH OTHER 7000 1450 0 0
0 0 OTHER 7000 0 1700 0
EXXON MOBIL CORP COM 30231G102 5893 70049 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 67649 0 0
0 0 DEFINED 7000 0 0 2300
EXXON MOBIL CORP COM 30231G102 2631 31272 SH OTHER 7000 1000 0 0
0 0 OTHER 7000 13027 0 0
0 0 OTHER 7000 0 17245 0
GENERAL ELECTRIC CO COM 369604103 9447 471152 SH DEFINED 7000 10700 0 0
0 0 DEFINED 7000 45099 2 0
0 0 DEFINED 7000 0 0 9460
GENERAL ELECTRIC CO COM 369604103 4779 238355 SH OTHER 7000 17995 7 0
0 0 OTHER 7000 0 55398 0
0 0 OTHER 7000 0 0 3000
GENERAL MILLS INC COM 370334104 1022 27948 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 27348 0 0
0 0 DEFINED 7000 0 0 400
GENERAL MILLS INC COM 370334104 380 10400 SH OTHER 7000 8400 0 0
0 0 OTHER 7000 0 2000 0
GLAXOSMITHKLINE PLC FOR 37733W105 295 7683 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 7583 0 0
GLAXOSMITHKLINE PLC FOR 37733W105 192 5006 SH OTHER 7000 3606 0 0
0 0 OTHER 7000 0 1400 0
HEWLETT PACKARD CO COM 428236103 569 13900 SH DEFINED 7000 150 0 0
0 0 DEFINED 7000 13750 0 0
HEWLETT PACKARD CO COM 428236103 160 3900 SH OTHER 7000 1400 0 0
0 0 OTHER 7000 0 2500 0
HOME DEPOT INC COM 437076102 452 12205 SH DEFINED 7000 11005 0 0
0 0 DEFINED 7000 0 0 1200
HOME DEPOT INC COM 437076102 76 2064 SH OTHER 7000 1364 0 0
0 0 OTHER 7000 0 700 0
ITT CORP COM 450911102 231 3849 SH DEFINED 7000 3849 0 0
ITT CORP COM 450911102 42 700 SH OTHER 7000 500 0 0
0 0 OTHER 7000 0 200 0
INTEL CORP COM 458140100 1766 87522 SH DEFINED 7000 300 0 0
0 0 DEFINED 7000 85322 0 0
0 0 DEFINED 7000 0 0 1900
INTEL CORP COM 458140100 215 10668 SH OTHER 7000 6068 0 0
0 0 OTHER 7000 0 4600 0
IBM CORP COM 459200101 1778 10903 SH DEFINED 7000 75 0 0
0 0 DEFINED 7000 10828 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
IBM CORP COM 459200101 872 5350 SH OTHER 7000 1300 0 0
0 0 OTHER 7000 0 4050 0
ISHARES MUT 464287465 370 6166 SH DEFINED 7000 6166 0 0
JPMORGAN CHASE & CO COM 46625H100 1878 40733 SH DEFINED 7000 250 0 0
0 0 DEFINED 7000 40183 0 0
0 0 DEFINED 7000 0 0 300
JPMORGAN CHASE & CO COM 46625H100 379 8231 SH OTHER 7000 3965 0 0
0 0 OTHER 7000 0 4266 0
JACOBS ENGINEERING GROUP INC COM 469814107 433 8424 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 8324 0 0
JACOBS ENGINEERING GROUP INC COM 469814107 23 450 SH OTHER 7000 350 0 0
0 0 OTHER 7000 0 100 0
JOHNSON & JOHNSON COM 478160104 4190 70723 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 70623 0 0
JOHNSON & JOHNSON COM 478160104 789 13311 SH OTHER 7000 6211 0 0
0 0 OTHER 7000 0 7100 0
JOHNSON CONTROLS INC COM 478366107 650 15625 SH DEFINED 7000 15625 0 0
JOHNSON CONTROLS INC COM 478366107 91 2200 SH OTHER 7000 400 0 0
0 0 OTHER 7000 0 1800 0
KRAFT FOODS INC COM 50075N104 111 3552 SH DEFINED 7000 3552 0 0
KRAFT FOODS INC COM 50075N104 132 4212 SH OTHER 7000 406 0 0
0 0 OTHER 7000 0 3806 0
ELI LILLY & CO COM 532457108 156 4449 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 4349 0 0
ELI LILLY & CO COM 532457108 55 1556 SH OTHER 7000 456 0 0
0 0 OTHER 7000 0 1100 0
LOWES COMPANIES INC COM 548661107 551 20834 SH DEFINED 7000 300 0 0
0 0 DEFINED 7000 20534 0 0
LOWES COMPANIES INC COM 548661107 15 550 SH OTHER 7000 350 0 0
0 0 OTHER 7000 0 200 0
MASCO CORP COM 574599106 207 14900 SH DEFINED 7000 14900 0 0
MASCO CORP COM 574599106 29 2100 SH OTHER 7000 0 2100 0
MCDONALDS CORP COM 580135101 15 200 SH DEFINED 7000 200 0 0
MCDONALDS CORP COM 580135101 208 2735 SH OTHER 7000 2735 0 0
MCGRAW HILL COS INC COM 580645109 644 16342 SH DEFINED 7000 16342 0 0
MCGRAW HILL COS INC COM 580645109 28 700 SH OTHER 7000 100 0 0
0 0 OTHER 7000 0 600 0
MEDTRONIC INC COM 585055106 2024 51442 SH DEFINED 7000 350 0 0
0 0 DEFINED 7000 45492 0 0
0 0 DEFINED 7000 0 0 5600
MEDTRONIC INC COM 585055106 75 1904 SH OTHER 7000 704 0 0
0 0 OTHER 7000 0 1200 0
MERCK & CO INC COM 58933Y105 116 3520 SH DEFINED 7000 3520 0 0
MERCK & CO INC COM 58933Y105 137 4165 SH OTHER 7000 686 0 0
0 0 OTHER 7000 0 3479 0
MICROSOFT CORP COM 594918104 2867 112918 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 10331 8 0
0 0 DEFINED 7000 0 0 9400
MICROSOFT CORP COM 594918104 205 8063 SH OTHER 7000 3463 0 0
0 0 OTHER 7000 0 4600 0
NBT BANCORP INC COM 628778102 535 23486 SH OTHER 7000 23486 0 0
NIKE INC COM 654106103 886 11699 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 11599 0 0
NIKE INC COM 654106103 76 1000 SH OTHER 7000 800 0 0
0 0 OTHER 7000 0 200 0
NOKIA CORP FOR 654902204 174 20475 SH DEFINED 7000 20475 0 0
NORFOLK SOUTHERN CORP COM 655844108 97 1400 SH DEFINED 7000 1400 0 0
NORFOLK SOUTHERN CORP COM 655844108 125 1800 SH OTHER 7000 0 1800 0
ORACLE CORP COM 68389X105 698 20875 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 20675 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
ORACLE CORP COM 68389X105 15 452 SH OTHER 7000 452 0 0
PEPSICO INC COM 713448108 2610 40527 SH DEFINED 7000 39527 0 0
0 0 DEFINED 7000 0 0 1000
PEPSICO INC COM 713448108 422 6550 SH OTHER 7000 2050 0 0
0 0 OTHER 7000 0 4500 0
PFIZER INC COM 717081103 567 27912 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 27712 0 0
PFIZER INC COM 717081103 239 11767 SH OTHER 7000 4028 0 0
0 0 OTHER 7000 0 7739 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 57 870 SH DEFINED 7000 870 0 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 352 5369 SH OTHER 7000 169 0 0
0 0 OTHER 7000 0 5200 0
PROCTER & GAMBLE CO COM 742718109 3485 56567 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 53267 0 0
0 0 DEFINED 7000 0 0 3200
PROCTER & GAMBLE CO COM 742718109 717 11637 SH OTHER 7000 1839 0 0
0 0 OTHER 7000 0 9798 0
SCHLUMBERGER LTD COM 806857108 634 6799 SH DEFINED 7000 50 0 0
0 0 DEFINED 7000 6049 0 0
0 0 DEFINED 7000 0 0 700
SCHLUMBERGER LTD COM 806857108 28 300 SH OTHER 7000 200 0 0
0 0 OTHER 7000 0 100 0
SOUTHERN CO COM 842587107 1445 37908 SH DEFINED 7000 150 0 0
0 0 DEFINED 7000 37458 0 0
0 0 DEFINED 7000 0 0 300
SOUTHERN CO COM 842587107 237 6208 SH OTHER 7000 1608 0 0
0 0 OTHER 7000 0 4600 0
STATE STREET CORP COM 857477103 734 16325 SH DEFINED 7000 16325 0 0
STATE STREET CORP COM 857477103 40 900 SH OTHER 7000 500 0 0
0 0 OTHER 7000 0 400 0
TARGET CORP COM 8.76E+110 752 15034 SH DEFINED 7000 14334 0 0
0 0 DEFINED 7000 0 0 700
TARGET CORP COM 8.76E+110 98 1950 SH OTHER 7000 1350 0 0
0 0 OTHER 7000 0 600 0
TEXAS INSTRUMENTS INC COM 882508104 519 15025 SH DEFINED 7000 15025 0 0
TEXAS INSTRUMENTS INC COM 882508104 17 500 SH OTHER 7000 500 0 0
3M CO COM 88579Y101 1655 17700 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 17500 0 0
3M CO COM 88579Y101 458 4900 SH OTHER 7000 800 0 0
0 0 OTHER 7000 0 4100 0
TRUSTCO BANK CORP NY COM 898349105 2277 384055 SH DEFINED 7000 2000 0 0
0 0 DEFINED 7000 1000 0 0
0 0 DEFINED 7000 0 19875 0
0 0 DEFINED 7000 0 0 361180
TRUSTCO BANK CORP NY COM 898349105 1649 278037 SH OTHER 7000 11730 0 0
0 0 OTHER 7000 0 0 266307
UNITED PARCEL SERVICE COM 911312106 586 7890 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 7790 0 0
UNITED PARCEL SERVICE COM 911312106 67 900 SH OTHER 7000 400 0 0
0 0 OTHER 7000 0 500 0
UNITED TECHNOLOGIES CORP COM 913017109 3225 38097 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 34697 0 0
0 0 DEFINED 7000 0 0 3200
UNITED TECHNOLOGIES CORP COM 913017109 241 2850 SH OTHER 7000 1350 0 0
0 0 OTHER 7000 0 1500 0
VANGUARD MUT 922042858 2365 48310 SH DEFINED 7000 295 0 0
0 0 DEFINED 7000 47765 0 0
0 0 DEFINED 7000 0 0 250
VANGUARD MUT 922042858 89 1820 SH OTHER 7000 325 0 0
0 0 OTHER 7000 0 1105 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
0 0 OTHER 7000 0 0 390
VERIZON COMMUNICATIONS INC COM 92343V104 1374 35660 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 35460 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 352 9146 SH OTHER 7000 4246 0 0
0 0 OTHER 7000 0 4900 0
WAL-MART STORES INC COM 931142103 1581 30366 SH DEFINED 7000 1300 0 0
0 0 DEFINED 7000 28066 0 0
0 0 DEFINED 7000 0 0 1000
WAL-MART STORES INC COM 931142103 160 3075 SH OTHER 7000 2275 0 0
0 0 OTHER 7000 0 800 0
WELLS FARGO & CO NEW COM 949746101 1781 56150 SH DEFINED 7000 100 0 0
0 0 DEFINED 7000 56050 0 0
WELLS FARGO & CO NEW COM 949746101 242 7623 SH OTHER 7000 3523 0 0
0 0 OTHER 7000 0 4100 0
NOBLE CORPORATION FOR H5833N103 1122 24598 SH DEFINED 7000 200 0 0
0 0 DEFINED 7000 24398 0 0
NOBLE CORPORATION FOR H5833N103 46 1000 SH OTHER 7000 1000 0 0