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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 11.75 | 05/02/2006 | M | 750 | 05/06/2004 | 01/04/2009 | Common Stock | 750 | $ 11.75 | 0 | D | ||||
Stock Options (Right to Buy) | $ 12.25 | 05/02/2006 | M | 24,045 | 01/01/2005 | 01/24/2009 | Common Stock | 24,045 | $ 12.25 | 10,995 | D | ||||
Stock Options (Right to Buy) | $ 10.12 | 05/02/2006 | M | 6,205 | (2) | 01/27/2013 | Common stock | 6,205 | $ 10.12 | 3,957 | D | ||||
Stock Options (Right to Buy) | $ 10.625 | 05/02/2006 | M | 9,000 | (3) | 01/22/2010 | Common Stock | 9,000 | $ 10.625 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MASSARANY HANY 1910 INNOVATION PARK DR TUCSON, AZ 85737 |
Sr.VP Corp Strategy & Developm |
Nicholas Malden as Attorney if Fact for Hany Massarany | 05/04/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 155 shares acquired June 2005, 164 shares acquired September 2005, 147 shares acquired December 2005 and 149 shares acquired March 2006 under Ventana's Employee Stock Purchase Plan. |
(2) | Stock Options vest 20% after 12 months and 1/60th of the shares vest last day of each month thereafter with full vesting on January 27th, 2008 |
(3) | Stock Options vest 20% after 12 months and 1/60th of the shares vest last day of each month thereafter with full vesting on January 22, 2006. |