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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 10.625 | 05/03/2006 | M | 1,351 (3) | 01/22/2001 | 01/22/2011 | Common Stock | 1,351 | $ 10.625 | 0 | D | ||||
Stock Options (Right to Buy) | $ 22.365 | 05/03/2006 | M | 964 (3) | 01/26/2004 | 01/24/2014 | Common Stock | 964 | $ 22.365 | 12,764 | D | ||||
Stock Options (Right to Buy) | $ 10.06 | 05/03/2006 | M | 16,294 (3) | (2) | 01/22/2012 | Common Stock | 16,294 | $ 10.06 | 0 | D | ||||
Stock Options (Right to Buy) | $ 10.12 | 05/03/2006 | M | 15,166 (3) | (2) | 01/27/2013 | Common Stock | 15,166 | $ 10.12 | 2,295 | D | ||||
Stock Options (Right to Buy) | $ 10.12 | 05/03/2006 | M | 10,278 (3) | 01/27/2003 | 01/27/2013 | Common Stock | 10,278 | $ 10.12 | 0 | D | ||||
Stock Options (Right to Buy) | $ 10 | 05/03/2006 | M | 5,192 (3) | (2) | 07/24/2010 | Common Stock | 5,192 | $ 10 | 0 | D | ||||
Stock Options (Right to Buy) | $ 10.625 | 05/03/2006 | M | 755 (3) | (2) | 01/22/2011 | Common Stock | 755 | $ 10.625 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MALDEN NICK 1910 INNOVATION PARK DR TUCSON, AZ 85737 |
SVP, CFO |
Nicholas Malden | 05/05/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Since the date of the reporting person's last ownership report, he transferred 250 shares VMSI common stock and employee stock options to purchase 81,887 shares VMSI common stock to his ex wife pursuant to a domestic relations order. |
(2) | Stock Options vest- 20% after 12 months and 1/60th of the shares vest last day of each month thereafter. |
(3) | Exercise of shares under Rule 10b5-1 trading plan |
(4) | Includes 398 shares acquired in December 2002, 404 shares acquired in June 2003, 414 shares acquired in December 2003, 420 share acquired in June 2004, 194 shares acquired in December 2004, 87 shares acquired in March 2005, 84 shares acquired in June 2005, 104 shares acquired in September 2005, 93 shares acquired in December 2005 and 82 shares acquired in March 2005, under Ventana's employee stock purchase plan. |