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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Time Vested Restricted Stock | $ 0 (1) | 06/09/2014 | M | 2,950 | 06/08/2014(5) | 06/08/2014 | Common Stock | 2,950 | (1) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 43.79 | 06/09/2014 | M | 2,342 | 06/08/2012(6) | 06/08/2021 | Common Stock | 2,342 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Allman Brian J 2103 CITY WEST BLVD. 4TH FLOOR HOUSTON, TX 77042 |
See Remarks |
/s/ Chipman Earle, Attorney-in-Fact | 06/11/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The conversion or exercise price of the security is 1 for 1. |
(2) | Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. |
(3) | The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares were sold in multiple transactions on June 9, 2014 at prices ranging from $76.7250 to $77.62, inclusive. |
(4) | The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares were sold in multiple transactions on June 11, 2014 at prices ranging from $77.20 to $77.65, inclusive. |
(5) | Time vested restricted stock granted on June 8, 2011 vested in its entirety on the third anniversary of the date of grant. |
(6) | Options granted on June 8, 2011 vested in three equal annual installments beginning on the first anniversary of the date of grant. |
Remarks: Vice President, Chief Accounting Officer and Controller |