UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22874
THL CREDIT SENIOR LOAN FUND
(Exact name of registrant as specified in charter)
100 Wall Street, 11th Floor
New York, NY 10005
(Address of principal executive offices) (Zip code)
Stephanie Trell
100 Wall Street, 11th Floor
New York, NY 10005
(Name and address of agent for service)
Copies of Communications to:
Stephen H. Bier
Dechert LLP
1095 Avenue of the Americas
New York, NY 10036
Registrant’s telephone number, including area code: (212) 701-4500
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
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Issuer of Portfolio Security |
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Exchange |
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CUSIP # |
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Shareholder |
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Summary of Matter Voted On |
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Who Proposed |
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Whether |
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Fund’s Vote For |
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Whether Vote |
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New Millennium Holdco, Inc. - Common Stock |
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N/A |
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N/A |
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6/10/2016 |
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Stockholders were asked to approve the New Millennium Holdco, Inc. 2016 Equity Incentive Plan (“the 2016 Plan”). |
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Issuer |
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Yes |
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For proposal |
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For |
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Millennium Lab Holdings II, LLC |
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N/A |
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N/A |
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11/8/2015 |
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Lender approval of Master Restructuring Agreement. |
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Issuer |
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Yes |
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For proposal |
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N/A |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Registrant |
THL CREDIT SENIOR LOAN FUND |
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By (Signature and Title)* |
/s/ Jennifer Wilson |
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Jennifer Wilson, Treasurer and Principal Financial Officer |
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(principal financial officer) |
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Date |
August 25, 2016 |
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*Print the name and title of each signing officer under his or her signature.