UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy) | Â (1) | 11/17/2023 | Common Stock | 70,000 | $ 24.49 | D | Â |
Option (right to buy) | Â (2) | 01/01/2024 | Common Stock | 5,000 | $ 31.29 | D | Â |
Option (right to buy) | Â (3) | 04/07/2024 | Common Stock | 10,000 | $ 31.98 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOOD BARBARA A C/O OPHTHOTECH CORPORATION ONE PENN PLAZA, 19TH FLOOR NEW YORK, NY 10119 |
 |  |  SVP,General Counsel,Secretary |  |
/s/ Barbara A. Wood | 05/30/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option as granted on November 18, 2013. This option vests as to 17,500 shares underlying the option in November 2014, and as to 1/48 of the original number of shares underlying the option each month thereafter until November 2017. |
(2) | This option as granted on January 2, 2014. This option vests as to 1,250 shares underlying the option in January 2015, and as to 1/48 of the original number of shares underlying the option each month thereafter until January 2018. |
(3) | This option as granted on April 7, 2014. This option vests as to 2,500 shares underlying the option in April 2015, and as to 1/48 of the original number of shares underlying the option each month thereafter until April 2018. |
 Remarks: Exhibit Index 24.1 Power of Attorney |