UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): October 30, 2013

 

 

ENVESTNET, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

001-34835

 

20-1409613

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

35 East Wacker Drive, Suite 2400

Chicago, Illinois

 

60601

(Address of principal executive offices)

 

(Zip Code)

 

(312) 827-2800

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))

 

 

 


 

Item 5.02                                           Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Resignation of Paul Koontz from Board of Directors

 

On August 12, 2013, the Company filed a Form 8-K disclosing that Paul Koontz had informed the Company of his intention to resign from the Board of Directors effective October 31, 2013.

 

This Form 8-K/A amends the previously filed Form 8-K to disclose that Paul Koontz has resigned from the Board of Directors effective October 30, 2013.  Mr. Koontz has served on Envestnet’s Board since 2004.  Mr. Koontz’s resignation is not due to any disagreement with the Company regarding any matters relating to the Company’s operations, policies or practices.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

ENVESTNET, INC.

 

 

 

 

 

Dated: November 1, 2013

 

 

 

 

 

 

 

 

 

By:

/s/ Shelly O’Brien

 

 

Shelly O’Brien

 

 

General Counsel and Corporate Secretary

 

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