AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 22, 2010
Registration No. 333-140080
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO.1 TO
FORM S-3 REGISTRATION STATEMENT NO. 333-139500
FORM S-3 REGISTRATION STATEMENT NO. 333-140080
UNDER THE SECURITIES ACT OF 1933
COBIZ FINANCIAL INC.
(Exact name of registrant as specified in its charter)
Colorado (State or other jurisdiction of incorporation or organization) |
|
84-0826324 (I.R.S. Employer Identification No.) |
821 Seventeenth Street
Denver, Colorado 80202
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Steven Bangert
Chairman of the Board and Chief Executive Officer
CoBiz Financial Inc.
821 Seventeenth Street
Denver, Colorado 80202
(303) 293-2265
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Jeffrey R. Kesselman, Esq.
Sherman & Howard L.L.C.
633 Seventeenth Street, Suite 3000
Denver, Colorado 80202
(303) 297-2900
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act (Check one):
Large Accelerated filer |
o |
Accelerated filer |
x |
Non-Accelerated filer |
o |
Smaller reporting company o |
(Do not check if a smaller reporting company)
TERMINATION OF REGISTRATION
This Post-Effective Amendment No. 1 relates to the following Registration Statements (collectively, the Registration Statements):
1. A Registration Statement on Form S-3 (Registration No. 333-139500) of CoBiz Financial Inc., a Colorado corporation formerly known as CoBiz Inc. (the Company), with a filing date of December 20, 2006, and as amended pursuant to a filing with a filing date of January 5, 2007, pertaining to the registration of (a) an aggregate amount of up to $100,000,000 of (i) shares of the Companys common stock, $.01 par value per share, (ii) shares of the Companys preferred stock, $.01 par value per share, and related depositary shares, (iii) senior or subordinated debt securities of the Company and (iv) warrants to purchase the Companys debt securities, shares of common stock, shares of preferred stock or depositary shares, and (b) up to 2,000,000 shares of the Companys common stock, $.01 par value per share, by certain selling shareholders; and
2. A Registration Statement on Form S-3 (Registration No. 333-140080) of the Company, with a filing date of January 18, 2007, pertaining to the registration of 425,262 shares of common stock, $.01 par value per share, of the Company.
The Company has terminated any offering of the Companys securities pursuant to the Registration Statements. In accordance with an undertaking made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities that remain unsold at the termination of the offering, the Company hereby removes from registration all of such securities of the Company registered but unsold under the Registration Statements, if any.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado, on March 22, 2010.
|
COBIZ FINANCIAL INC. |
|
|
|
|
|
By: |
/s/ Steven Bangert |
|
|
Steven Bangert |
|
|
Chairman of the Board of Directors and Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statements has been signed by the following persons in the capacities and on the dates indicated.
Signature |
|
Title(s) |
|
Date |
|
|
|
|
|
/s/ Steven Bangert |
|
Chairman of the Board and Chief Executive |
|
March 22, 2010 |
Steven Bangert |
|
Officer |
|
|
|
|
|
|
|
/s/ Lyne B. Andrich |
|
Executive Vice President and Chief Financial |
|
March 22, 2010 |
Lyne B. Andrich |
|
Officer |
|
|
|
|
|
|
|
/s/ Troy R. Dumlao |
|
Chief Accounting Officer |
|
March 22, 2010 |
Troy R. Dumlao |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March 22, 2010 |
Michael B. Burgamy |
|
|
|
|
|
|
|
|
|
|
|
Director |
|
|
Morgan Gust |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March 22, 2010 |
Evan Makovsky |
|
|
|
|
|
|
|
|
|
|
|
Director |
|
|
Douglas Polson |
|
|
|
|
|
|
|
|
|
|
|
Director |
|
|
Mary Rhinehart |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March 22, 2010 |
Noel N. Rothman |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March 22, 2010 |
Timothy J. Travis |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March 22, 2010 |
Mary Beth Vitale |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March 22, 2010 |
Mary M. White |
|
|
|
|
|
* By: |
/s/ Lyne B. Andrich |
|
|
|
Lyne B. Andrich |
|
|
|
Attorney-in-fact |
|