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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under
the Securities Exchange Act of 1934
(Amendment No. 1)*
Allot Communications Ltd.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
M0854Q 10 5
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount Beneficially
Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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CUSIP No. M0854Q 10 5 |
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1. |
Names of Reporting Persons |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
o |
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(b) |
o |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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Item 1. |
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(a) |
Name of Issuer |
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(b) |
Address of Issuers
Principal Executive Offices |
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Item 2. |
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(a) |
Name of Person Filing Partech International Growth Capital III LLC (PIGC III) AXA Growth Capital II L.P. (AXGC II) Double Black Diamond II LLC (Double Black) Par SF II LLC (Par SF II) 46th Parallel LLC (46th Parallel) 48th Parallel LLC (48th Parallel) Vincent R. Worms (Worms) |
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(b) |
Address of Principal
Business Office or, if none, Residence Ugland House, South Church Street, Georgetown, Grand Cayman, Cayman Islands
Principal office for 48th Parallel and Par SF II: 1209 Orange Street, Wilmington, DE 19801
Principal office for AXGC II: Clarendon House, 2 Church Street, PO Box HM 666, Hamilton, Bermuda HM CX
Principal office for Vincent R. Worms: 50 California Street, Suite 3200, San Francisco, CA 94111
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(c) |
Citizenship PIGC I, PIGC III, Double Black, and 46th Parallel are Cayman Island companies limited by guarantee. AXGC II is a Bermuda Limited Partnership. Par SF II and 48th Parallel are Delaware Limited Liability Companies. Worms is a citizen of France. |
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(d) |
Title of Class of
Securities |
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(e) |
CUSIP Number |
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
o |
A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J); |
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(k) |
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Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J), please specify the type of institution:____________________________ |
Item 4. |
Ownership |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially owned: PIGC I is recordholder of 303,144 shares of Ordinary Shares of the Issuer as of December 31, 2009. 46th Parallel is the managing member of PIGC I, Worms, the managing member 46th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by PIGC I. Such person and entities disclaim beneficial ownership of shares held by PIGC I except to the extent of pecuniary interest therein.
PIGC III is recordholder of 344,483 shares of Ordinary Shares of the Issuer as of December 31, 2009. 46th Parallel is the managing member of PIGC III, Worms, the managing member of 46th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by PIGC III. Such person and entities disclaim beneficial ownership of shares held by PIGC III except to the extent of pecuniary interest therein.
AXGC II is recordholder of 144,677 shares of Ordinary Shares of the Issuer as of December 31, 2009. 48th Parallel is the managing member of AXGC II, Worms, the managing member of 48th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by AXGC II. Such person and entities disclaim beneficial ownership of shares held by AXGC II except to the extent of pecuniary interest therein.
Par SF II LLC is recordholder of 5,790 shares of Ordinary Shares of the Issuer as of December 31, 2009. Worms, the managing member of Par SF II, may be deemed to hold sole voting and dispositive power over the shares held by Par SF II. Such person disclaims beneficial ownership of shares held by Par SF II except to the extent of pecuniary interest therein.
Double Black is recordholder of 20,671 shares of Ordinary Shares of the Issuer as of December 31, 2009. Worms, the managing member of Double Black, may be deemed to hold sole voting and dispositive power over the shares held by Double Black. Such person and entities disclaim beneficial ownership of shares held by Double Black except to the extent of pecuniary interest therein. |
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(b) |
Percent of class: |
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PIGC I |
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1.4 |
% |
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PIGC III |
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1.5 |
% |
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46th Parallel |
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2.9 |
% |
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AXGC II |
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0.6 |
% |
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48th Parallel |
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0.6 |
% |
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Double Black |
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<0.1 |
% |
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Par SF II |
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<0.1 |
% |
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Worms |
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3.7 |
% |
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote |
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PIGC I |
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303,144 |
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PIGC III |
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344,483 |
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46th Parallel |
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647,627 |
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AXGC II |
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144,677 |
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48th Parallel |
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144,677 |
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Double Black |
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20,671 |
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Par SF II |
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5,790 |
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Worms |
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818,765 |
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(ii) |
Shared power to vote or to direct the vote
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(iii) |
Sole power to dispose or to direct the disposition of |
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PIGC I |
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303,144 |
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PIGC III |
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344,483 |
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46th Parallel |
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647,627 |
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AXGC II |
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144,677 |
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48th Parallel |
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144,677 |
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Double Black |
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20,671 |
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Par SF II |
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5,790 |
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Worms |
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818,765 |
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(iv) |
Shared power to dispose or to direct the disposition of
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Item 5. |
Ownership of Five Percent or Less of a Class |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x. |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
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Item 8. |
Identification and Classification of Members of the Group |
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Item 9. |
Notice of Dissolution of Group |
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Item 10. |
Certification |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 12, 2010 |
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Date |
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/s/ Vincent Worms |
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Signature |
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Partech International Growth Capital I LLC |
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By: 46th Parallel, LLC, Managing Member |
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Vincent Worms, Managing Member |
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Name/Title |
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/s/ Vincent Worms |
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Signature |
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Partech International Growth Capital III LLC |
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By: 46th Parallel, LLC, Managing Member |
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Vincent Worms, Managing Member |
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Name/Title |
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/s/ Vincent Worms |
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Signature |
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46th Parallel, LLC |
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Vincent Worms, Managing Member |
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Name/Title |
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/s/ Vincent Worms |
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Signature |
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AXA Growth Capital II LP |
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By: 48th Parallel, LLC, General Partner |
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Vincent Worms, Managing Member |
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Name/Title |
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/s/ Vincent Worms |
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Signature |
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48th Parallel, LLC |
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Vincent Worms, Managing Member |
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Name/Title |
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/s/ Vincent Worms |
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Signature |
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Par SF II, LLC |
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Vincent Worms, Managing Member |
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Name/Title |
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/s/ Vincent Worms |
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Signature |
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Vincent Worms |
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Name/Title |
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ATTENTION |
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Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |