FORM 4 o Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may
continue. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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OMB APPROVAL |
OMB
Number: 3235-0287 |
1. Name and Address of Reporting Person *
(Last)
(First)
(Middle)
(Street)
(City)
(State) (Zip)
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2. Issuer Name and Ticker Caremark Rx, Inc. CMX 3. I.R.S.
Identification |
4. Statement for April 2, 2003
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(Check
all applicable) Director
X Officer (give title below)
10% Owner
Other (specify below) Senior Vice President and Secretary
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Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Transaction Date
(Month/Day/ |
2A. Deemed Execution Date,
if any (Month/Day/ |
3. Transaction Code |
4. Securities Acquired (A)
or Disposed of (D) |
5. Amount of Securities
Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct
(D) or Indirect (I) |
7. Nature of Indirect
Beneficial Ownership |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock, $.001 par value |
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4166.97(1) |
D |
Carestock |
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Table II Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date |
3A. Deemed Execution Date,
if any (Month/Day/ |
4. Transaction Code (Instr. 8) |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable and
Expiration Date |
7. Title and Amount of
Underlying Securities |
8. Price of Derivative
Security |
9. Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) |
10. Ownership Form of
Derivative Securities: Direct (D) or Indirect (I) |
11. Nature of Indirect
Beneficial Ownership |
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Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or Number of Shares |
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Stock Option |
$16.625 |
7/24/96 |
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(A) |
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(1) |
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7/24/96(2) |
7/24/06 |
Common Stock, $.001 par value |
6,500 |
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6,500 |
D |
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Stock Option |
$3.00 |
9/21/98 |
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(A) |
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(1) |
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9/21/98(3) |
9/21/08 |
Common Stock, $.001 par value |
9,000 |
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9,000 |
D |
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Stock Option |
$3.00 |
9/21/98 |
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(A) |
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(1) |
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9/21/98(3) |
9/21/08 |
Common Stock, $.001 par value |
1,000 |
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1,000 |
D |
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Stock Option |
$3.000 |
9/21/98 |
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(A) |
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(1) |
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9/21/98(3) |
9/21/08 |
Common Stock, $.001 par value |
19,500 |
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19,500 |
D |
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Stock Option |
$4.1875 |
4/8/99 |
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(A) |
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(1) |
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4/8/99(3) |
4/8/09 |
Common Stock, $.001 par value |
50,000 |
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50,000 |
D |
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Stock Option |
$5.0625 |
10/13/99 |
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(A) |
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(1) |
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10/13/99 (3) |
10/13/09 |
Common Stock, $.001 par value |
25,000 |
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25,000 |
D |
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Stock Option |
$12.25 |
1/12/01 |
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(A) |
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(1) |
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1/12/01(3) |
1/12/11 |
Common Stock, $.001 par value |
50,000 |
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50,000 |
D |
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Stock Option |
$13.21 |
11/7/01 |
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(A) |
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(1) |
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11/7/01(3) |
11/7/11 |
Common Stock, $.001 par value |
50,000 |
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50,000 |
D |
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Stock Option |
$18.35 |
4/2/03 |
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(A) |
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15,000 |
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4/2/03(3) |
4/2/13 |
Common Stock, $.001 par value |
15,000 |
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15,000 |
D |
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Explanation of Responses: (1) Previously reported, for information purposes only. (2) 20% of these stock options are exercisable on the grant date, and 20% on each anniversary thereafter. (3) 34% of these stock options are exercisable on the grant date, and 33% on each of the 1st and 2nd anniversaries of the grant date.
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/s/ Sara J. Finley ** Signature of Reporting Person |
4/3/03 Date |
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Reminder: Report on a separate line for each
class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements
or omissions of facts constitute Federal Criminal Violations.
See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfin/forms/form4.htm
Last update: 09/05/2002