8K - 11-28-12 VUHI Debt Issuance


SECURITIES AND EXCHANGE COMMISSION
Washington, DC   20549
 
FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) November 28, 2012
 
VECTREN CORPORATION
(Exact name of registrant as specified in its charter)
 


Commission
File No.
Registrant, State of Incorporation, Address,
and Telephone Number
I.R.S Employer
Identification No.
 
 
 
1-15467
Vectren Corporation
35-2086905
 
(An Indiana Corporation)
 
 
One Vectren Square,
 
 
Evansville, Indiana 47708
 
 
(812) 491-4000
 
 
 
 
1-16739
Vectren Utility Holdings, Inc.
35-2104850
 
(An Indiana Corporation)
 
 
One Vectren Square,
 
 
Evansville, Indiana 47708
 
 
(812) 491-4000
 

Former name or address, if changed since last report:
N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))









 


Item 8.01  Other Events
 
Vectren Corporation (the Company) announced that its subsidiary, Vectren Utility Holdings, Inc., has priced $125 million of its senior unsecured notes.  The notes were sold to various institutional investors through the private placement market.  Subject to the satisfaction of customary closing conditions, the notes will be issued on or about June 5, 2013.  A copy of the press release containing more information about the pricing is attached as exhibit 99.1 to this Current Report on Form 8-K.

In connection with the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995, the Company is hereby furnishing cautionary statements identifying important factors that could cause actual results of the Company and its subsidiaries, including Vectren Utility Holdings, Inc., to differ materially from those projected in forward-looking statements of the Company and its subsidiaries made by, or on behalf of, the Company and its subsidiaries.  These cautionary statements are attached as Exhibit 99.2.

Item 9.01  Exhibits

 (d) Exhibits

 
Exhibit
Number
 
 
Description
 
 
 
99.1
 
Vectren Utility Holdings Prices $125 Million of Senior Unsecured Notes
 
99.2
 
Cautionary Statement for Purposes of the "Safe Harbor" Provisions of the Private Securities Litigation Reform Act of 1995



 

 
 




 


 






SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
VECTREN CORPORATION
VECTREN UTILITY HOLDINGS, INC.
 
November 30, 2012
 
 
 
 
 
 
 
 
 
 
By:  /s/ M. Susan Hardwick
 
 
M. Susan Hardwick
 
 
Vice President, Controller & Assistant Treasurer
 

 
INDEX TO EXHIBITS
 
The following Exhibits are filed as part of this Report to the extent described in Item 8.01:

Exhibit
Number
 
 
Description
 
 
 
99.1
 
Vectren Utility Holdings Prices $125 Million of Senior Unsecured Notes
99.2
 
Cautionary Statement for Purposes of the "Safe Harbor" Provisions of the Private Securities Litigation Reform Act of 1995